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Risk Factors Update Summary
- The replacement of LIBOR with alternative benchmark rates may impose significant risks on our financial results.
- Many services we use are supported by third-party providers, increasing our operational risk exposure.
- Regulatory investigations involving our subsidiary, WAM, by the SEC, CFTC, and DOJ may impact our reputation and costs.
- In July 2024, we selected a third-party technology solution to unify our investment management technology platform, enhancing efficiency.
- Ongoing advances in technology, including generative artificial intelligence, could heighten risks to our business operations and reputation.
Full Text Changes in Most Recent 10-K
Intended use: review the highlighted statements. These are additions to the risk factors disclosure in the most recent 10-K filing compared to the previous 10-K filing. Deleted and moved text is less important and is shown for context.
To view the full company filings, click on the following link to be taken to the SEC EDGAR database landing page for the company: https://www.sec.gov/edgar/browse/?CIK=38777&owner=exclude
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