Risk Factors Update Summary
- Added significant uninsured exposures from errors and omissions and breach of fiduciary duty.
- Added risks related to compliance with U.S. federal and state laws and reliance on third-party providers.
- Added potential harm to business or reputation from reliance on third-party providers or introducers.
- Added risks related to identifying and managing conflicts of interest effectively.
- Added risks associated with acquisitions or disposals of businesses.
- Added risks related to tax regime provisions impacting the effective tax rate.
- Added risks related to data protection regulations and compliance efforts.
Full Text Changes in Most Recent 10-K
Intended use: review the highlighted statements. These are additions to the risk factors disclosure in the most recent 10-K filing compared to the previous 10-K filing. Deleted and moved text is less important and is shown for context.
To view the full company filings, click on the following link to be taken to the SEC EDGAR database landing page for the company: https://www.sec.gov/edgar/browse/?CIK=62709&owner=exclude
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