Risk Factors Update Summary
- A material change in interest rates could affect profitability due to cash swept into insured deposit accounts.
- Increased complexity in technology for trading platforms may lead to system failures.
- Human errors and malfeasance can result in material losses and liabilities for the company.
- Adverse economic conditions and changes in sentiment may decrease demand for products and services.
- Failure to address conflicts of interest appropriately could adversely affect business and reputation.
- The trend towards automated trading platforms may result in competitive pressures and revenue decrease.
- Declining use of benefit plans in the U.S., Canada, and the U.K. may impact business.
Full Text Changes in Most Recent 10-K
Intended use: review the highlighted statements. These are additions to the risk factors disclosure in the most recent 10-K filing compared to the previous 10-K filing. Deleted and moved text is less important and is shown for context.
To view the full company filings, click on the following link to be taken to the SEC EDGAR database landing page for the company: https://www.sec.gov/edgar/browse/?CIK=350894&owner=exclude
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