Risk Factors Update Summary
- Any redemptions or withdrawals could reduce assets under management, potentially impacting revenues and earnings.
- Capacity constraints due to geopolitical events like wars or civil unrest may affect strategies.
- Changes in tax laws or exposure to additional tax liabilities may impact marketability of services.
- Failure to comply with guidelines could lead to fines, penalties, and impact revenues and profitability.
- Legal and regulatory risks may arise from changes in laws, impacting operations and compliance costs.
- Technology risks, including cyberattacks and failures, could disrupt operations and financial reporting.
- Failure to safeguard proprietary data could lead to losses, regulatory actions, and business impairments.
Full Text Changes in Most Recent 10-K
Intended use: review the highlighted statements. These are additions to the risk factors disclosure in the most recent 10-K filing compared to the previous 10-K filing. Deleted and moved text is less important and is shown for context.
To view the full company filings, click on the following link to be taken to the SEC EDGAR database landing page for the company: https://www.sec.gov/edgar/browse/?CIK=1113169&owner=exclude
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